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Austin Fernando Moreira

LPl Financial LLC

San Diego, CA

Irvine, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-28
TX RA APPROVED 2020-12-15
  • CA RA
    APPROVED
    Since 2025-01-28
  • TX RA
    APPROVED
    Since 2020-12-15

Branch Locations

San Diego, CA • United States

17682 Mitchell N Ste 204, Irvine, CA 92614-6037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Las Flores Car Wash Las Flores CA 06/2018 08/2018
The Ohio State University Columbus OH 08/2016 05/2020
Warmington Properties, Inc. Costa Mesa CA 05/2017 08/2017
Lpl Financial Irvine CA 06/2020 Present
  • 06/2018 → 08/2018
    Las Flores Car Wash
    Las Flores, CA
  • 08/2016 → 05/2020
    The Ohio State University
    Columbus, OH
  • 05/2017 → 08/2017
    Warmington Properties, Inc.
    Costa Mesa, CA
  • 06/2020 → Present
    Lpl Financial
    Irvine, CA
Other Businesses

1)06/2020 - DBA for LPL Business (entity for LPL business) - Moreira Wealth Management - INVESTMENT RELATED - IRVINE,CA 92614

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-20
  • S66 Uniform Combined State Law Examination
    2020-08-20

View on SEC IAPD

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