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Richard Kim

Diversify Advisory Services, LLC

Los Angeles, CA

South Jordan, UT

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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-13
  • CA RA
    APPROVED
    Since 2023-09-13

Branch Locations

3731 Wilshire Blvd Suite 612, Los Angeles, CA 90010 • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M.S. Howells & Co Scottsdale AZ 05/2020 Present
Klk Capital Management Irvine CA 05/2020 Present
East West Bank Glendale CA 07/2019 05/2020
Purdue University West Lafayette IN 08/2015 05/2019
Klk Capital Management Irvine CA 06/2018 08/2018
  • 05/2020 → Present
    M.S. Howells & Co
    Scottsdale, AZ
  • 05/2020 → Present
    Klk Capital Management
    Irvine, CA
  • 07/2019 → 05/2020
    East West Bank
    Glendale, CA
  • 08/2015 → 05/2019
    Purdue University
    West Lafayette, IN
  • 06/2018 → 08/2018
    Klk Capital Management
    Irvine, CA
Previous Registrations
  • 2023-08-30 → 2024-01-02
    Dfpg Investments, Llc
    Los Angeles, CA
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-19
  • S66 Uniform Combined State Law Examination
    2022-05-19

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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