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Nicholas G Pond

Legacy Wealth Management, LLC

Costa Mesa, CA

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Current Employers
Legacy Wealth Management, Llc

13965 W. Chinden Blvd. Suite 100, Boise, ID 83713 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-12
  • CA RA
    APPROVED
    Since 2024-11-12

Branch Locations

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Wealth Management, Llc Boise ID 09/2024 Present
Usi Insurance Services Irvine CA 06/2023 09/2024
Diversified Insurance Salt Lake City UT 05/2022 06/2023
Direct Health Scottsdale AZ 03/2021 05/2022
State Farm Newport Beach CA 10/2018 03/2021
Insys Therapuetics Santa Barbara CA 05/2015 10/2018
  • 09/2024 → Present
    Legacy Wealth Management, Llc
    Boise, ID
  • 06/2023 → 09/2024
    Usi Insurance Services
    Irvine, CA
  • 05/2022 → 06/2023
    Diversified Insurance
    Salt Lake City, UT
  • 03/2021 → 05/2022
    Direct Health
    Scottsdale, AZ
  • 10/2018 → 03/2021
    State Farm
    Newport Beach, CA
  • 05/2015 → 10/2018
    Insys Therapuetics
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-12
  • S65 Uniform Investment Adviser Law Examination
    2024-11-12

View on SEC IAPD

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