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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-19
IN RA APPROVED 2021-08-12
  • TX RA
    APPROVED
    Since 2021-10-19
  • IN RA
    APPROVED
    Since 2021-08-12

Branch Locations

134 Westwood Blvd, Columbus, IN 47201 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbus North High School Columbus IN 07/2013 05/2017
Adidas America Edinburgh IN 03/2015 06/2018
Indianapolis Indians Indianapolis IN 05/2019 08/2019
Northwestern Mutual Life Greenwood IN 04/2020 02/2021
Giesting Financial Columbus IN 06/2021 08/2021
Prime Capital Investment Advisors, Llc Overland Park KS 07/2021 Present
Wabash College Crawfordsville IN 08/2017 05/2021
Harrison Lake Country Club Columbus IN 03/2016 08/2019
  • 07/2013 → 05/2017
    Columbus North High School
    Columbus, IN
  • 03/2015 → 06/2018
    Adidas America
    Edinburgh, IN
  • 05/2019 → 08/2019
    Indianapolis Indians
    Indianapolis, IN
  • 04/2020 → 02/2021
    Northwestern Mutual Life
    Greenwood, IN
  • 06/2021 → 08/2021
    Giesting Financial
    Columbus, IN
  • 07/2021 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 08/2017 → 05/2021
    Wabash College
    Crawfordsville, IN
  • 03/2016 → 08/2019
    Harrison Lake Country Club
    Columbus, IN
Other Businesses

1) Giesting Financial, investment related, 904 Washington St. Columbus IN 47201, financial services firm, paraplanner, 06/07/2021, 198 hours per month, 160 during trading hours, responsibilities include client meeting monitoring, assist with data entry for financial planning software, and general advisor assistance as needed. 2) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,02/2021, 10 HRS./MO., 10 HRS. 10 HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-12
  • S65 Uniform Investment Adviser Law Examination
    2021-08-12

View on SEC IAPD

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