Dianne C Ramos

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
CA	RA	APPROVED	2015-07-14

NY RA
APPROVED

Since 2021-04-16
CA RA
APPROVED

Since 2015-07-14

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

Morris Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Park Avenue Securities	New York	NY	07/2015	Present
Guardian Life Insurance Co	New York	NY	06/2015	Present
Guardian Life Insurance Company	Morris Plains	NJ	06/2024	Present
Park Avenue Securities	Morris Plains	NJ	06/2024	Present

07/2015 → Present

Park Avenue Securities

New York, NY
06/2015 → Present

Guardian Life Insurance Co

New York, NY
06/2024 → Present

Guardian Life Insurance Company

Morris Plains, NJ
06/2024 → Present

Park Avenue Securities

Morris Plains, NJ

Previous Registrations

2009-06-01 → 2015-06-25

Morgan Stanley

Los Angeles, CA

Los Angeles, CA

New York, NY
2008-03-18 → 2009-06-01

Citigroup Global Markets Inc.

Los Angeles, CA

Los Angeles, CA

Other Businesses

1) OddAtlas, LLC-owner, Nature of Business: Legal Entity, Start date: 03/16/2026, Address: 10 Wood Dr, Morris Plains NJ 07950, Duties: owner, 0 total hours per month; Not investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-14

S66 Uniform Combined State Law Examination

2008-03-14

Other Names

Dianne Ramos
Dianne Charisse Ramos
Dianne Charisse Cabel Ramos
Dianne Cabel Ramos

View on SEC IAPD