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47 West River Road Suite B, Rumson, NJ 07760 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-06-23 |
Branch Locations
47 West River Road Suite B, Rumson, NJ 07760 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities | Pasadena | CA | 06/2009 | Present |
| Bernard Caroli Wealth Management, Inc | Atlantic Highlands | NJ | 06/2009 | Present |
| Bcs Private Wealth Management | Atlantic Highlands | NJ | 04/2015 | Present |
MONOLITH CAPITAL, LLC C/O ATLANTIC TRUST, 1177 AVENUE OF THE AMERICAS, 42ND FLOOR, NYC, NY 10036; PRIVATE FAMILY LIMITED LIABILITY COMPANY THAT HOLDS A FAMILY OWNED REAL ESTATE ASSET START DATE - 11/2009 COMP - NO NOT INVESTMT RELATED POSITION - MANAGER 0 HOURS 0 SECURITIES HOURS DUTIES - TO ASSIST FAMILY WITH OVERSIGHT OF FAMILY OWNED REAL ESTATE ASSET NOTARY PUBLIC 160 EAST 72ND STREET, 8TH FLOOR, NYC, NY 10021 START DATE - SOMEWHERE AROUND 04/2003 NOT INVESTMT RELATED COMP - PER TRANSACTION POSITION - NOTARY PUBLIC, STATE OF NEW YORK, COUNTY OF NEW YORK 0 HOURS 0 SECURITIES HOURS DUTIES - TO ACT AS NOTARY SPROUT FOODS, INC. 2763 MEADOW CHURCH ROAD, SUITE 110, DULUTH, GA 30097 ORGANIC BABY FOOD MANUFACTURER START DATE - 11/2010 COMP - OPTIONS NOT INVESTMT RELATED POSITION - BOARD MEMBER 3 HOURS/MONTH 0 SECURITIES HOURS DUTIES - TO ASSIST FAMILY WITH OVERSIGHT AND GOVERNANCE OF COMPANY KUHN, LOEB & CO. C/O ATLANTIC TRUST, 1177 AVENUE OF THE AMERICAS, 42ND FLOOR, NYC, NY 10036; PRIVATE FAMILY PARTNERSHIP START DATE - 06/2011 NO COMP INVESTMT RELATED POSITION - MANAGING PARTNER 6 HOURS/MONTH 0 SECURITIES HOURS DUTIES - TO ASSIST FAMILY WITH REVIEW OF POTENTIAL INVESTMENTS AND OVERSIGHT OF FAMILY OWNED PARTNERSHIP RABBIT HOLLOW PARTNERS C/O ATLANTIC TRUST, 1177 AVENUE OF THE AMERICAS, 42ND FLOOR, NYC, NY 10036; PRIVATE FAMILY PARTNERSHIP START DATE -12/2011 NO COMP INVESTMT RELATED POSITION - MANAGER 3 HOURS/MONTH 0 SECURITIES HOURS DUTIES - TO ASSIST FAMILY WITH REVIEW OF POTENTIAL INVESTMENTS AND OVERSIGHT OF FAMILY OWNED PARTNERSHIP JAGUAR PARTNERS, LLC C/O ATLANTIC TRUST, 1177 AVENUE OF THE AMERICAS, 42ND FLOOR, NYC, NY 10036; PRIVATE FAMILY LIMITED LIABILITY COMPANY START DATE -10/2011 NO COMP INVESTMT RELATED POSITION - MANAGER 1 HOUR/MONTH 0 SECURITIES HOURS DUTIES - TO ASSIST FAMILY WITH OVERSIGHT OF FAMILY OWNED LLC SILAS CAPITAL, LLC 627 BROADWAY, FLOOR 9, NEW YORK, NY 10012 VENTURE AND GROWTH STAGE CAPITAL PRIVATE EQUITY FIRM START DATE -02/2014 NO COMP INVESTMT RELATED POSITION - ADVISOR 2-3 HOURS/QUARTER 0 SECURITIES HOURS DUTIES - (1) TO REFER POTENTIAL INVESTMENTS (2) TO SERVE AS A SOUNDING BOARD (3) TO PROVIDE GENERAL ADVICE AS APPROPRIATE. TRINITY COLLEGE ARTS ADVISORY BOARD 300 SUMMIT STREET, HARTFORD, CT 06106 LIBERAL ARTS COLLEGE ADVISORY BOARD FOR ARTS DIVISION START DATE -04/2014 NO COMP NOT INVESTMT RELATED POSITION - BOARD MEMBER 4-5 HOURS/QUARTER 0 SECURITIES HOURS DUTIES - TO ADVISE COLLEGE ON BEST WAY TO PROMOTE AND ADVANCE THE ARTS DIVISION AT COLLEGE 160 EAST 72ND STREET CORPORATION 160 EAST 72ND STREET, NYC, NY 10021 BOARD OF RESIDENTIAL APARTMENT BUILDING START DATE -05/2014 NO COMP NOT INVESTMT RELATED POSITION - BOARD MEMBER 1 HOUR/MONTH 0 SECURITIES HOURS DUTIES - TO ASSIST WITH OVERSIGHT AND GOVERNANCE OF RESIDENTIAL APARTMENT BUILDING WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD, BRONX, NY 10460 BOARD OF CHARITABLE ORGANIZATION START DATE -06/2014 NO COMP NOT INVESTMT RELATED POSITION - BOARD MEMBER APPROX. 2 HOURS/MONTH 3 SECURITIES HOURS/QUARTER DUTIES - TO ASSIST WITH OVERSIGHT AND GOVERNANCE OF CHARITABLE ORGANIZATION CULTURAL INSTITUTIONS RETIRMENT SYSTEM 95 MADISON AVENUE, SUITE 803, NYC, NY 10016 BOARD OF PLAN DESIGNED TO PROVIDE PENSION AND LIFE INSURANCE BENEFITS TO ELIGIBLE MEMBERS OF NY CULTURAL INSTITUTIONS START DATE -02/2015 NO COMP INVESTMENT RELATED - YES, BUT DUTIES AS TRUSTEE ARE NOT POSITION - BOARD MEMBER APPROX. 3 HOURS/QUARTER 0 SECURITIES HOURS DUTIES - TO ASSIST WITH OVERSIGHT AND GOVERNANCE OF ORGANIZATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-21 |
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