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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-21 |
| VA | RA | APPROVED | 2024-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services | Merrimack | NH | 05/2020 | 05/2021 |
| Sudbury Family Dental Care | Sudbury | MA | 01/2010 | Present |
| Tjx Companies | Framingham | MA | 08/2017 | 04/2020 |
| Boston College | Chestnut Hill | MA | 08/2013 | 05/2017 |
| Boston College | Chestnut Hill | MA | 01/2017 | 05/2017 |
| Romex Realty | Sudbury | MA | 06/2021 | 04/2022 |
| Stifel | Boston | MA | 07/2022 | Present |
1. Sudbury Family Dental Care; 370 Boston Post Road Sudbury MA 01776; Dentistry; Associate; Help with the lawn maintenance, computers, cleaning etc. on the weekends; 08/01/2022; 20 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-20 |
| S66 | Uniform Combined State Law Examination | 2020-08-24 |
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