Andrew A Bragg

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-30
OH	RA	APPROVED	2023-01-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
W&S Brokerage Services	Cincinnati	OH	03/2020	08/2021
Western Southern Life	Independence	OH	03/2020	08/2021
First Federal Of Lakewood	Parma	OH	08/2018	02/2020
Marcos Pizza	Amherst	OH	05/2016	08/2018
Valic Financial Advisors, Inc.	Columbus	OH	09/2021	06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cleveland	OH	12/2022	Present
Panera	Perrysburg	OH	02/2017	07/2017
Unemployed	Elyria	OH	06/2022	12/2022
Bank Of America, N.A.	Cleveland	OH	02/2023	Present

03/2020 → 08/2021

W&S Brokerage Services

Cincinnati, OH
03/2020 → 08/2021

Western Southern Life

Independence, OH
08/2018 → 02/2020

First Federal Of Lakewood

Parma, OH
05/2016 → 08/2018

Marcos Pizza

Amherst, OH
09/2021 → 06/2022

Valic Financial Advisors, Inc.

Columbus, OH
12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH
02/2017 → 07/2017

Panera

Perrysburg, OH
06/2022 → 12/2022

Unemployed

Elyria, OH
02/2023 → Present

Bank Of America, N.A.

Cleveland, OH

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-14
S63	Uniform Securities Agent State Law Examination	2021-04-07