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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
FL RA APPROVED 2023-05-15
  • TX RA
    APPROVED
    Since 2026-02-13
  • FL RA
    APPROVED
    Since 2023-05-15

Branch Locations

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Coral Gables FL 10/2020 02/2021
Mass Mutual Life Insurance Company Coral Gables FL 11/2019 02/2021
Finka Table & Tap Miami FL 12/2014 03/2019
Effectus Partners, Llc Miami FL 09/2018 01/2019
Ameriprise Financial Services, Llc Plantation FL 02/2021 07/2021
J.P. Morgan Securities Llc Palm Beach Gardens FL 07/2021 04/2023
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 07/2021 04/2023
David S Lapine Inc Stamford CT 09/2018 01/2019
Islas Canarias Grill & Bakery Miami FL 12/2014 03/2019
Unemployed Miami FL 04/2019 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/2023 Present
Bank Of America, N.A. Miami FL 07/2023 Present
  • 10/2020 → 02/2021
    Mml Investors Services, Llc
    Coral Gables, FL
  • 11/2019 → 02/2021
    Mass Mutual Life Insurance Company
    Coral Gables, FL
  • 12/2014 → 03/2019
    Finka Table & Tap
    Miami, FL
  • 09/2018 → 01/2019
    Effectus Partners, Llc
    Miami, FL
  • 02/2021 → 07/2021
    Ameriprise Financial Services, Llc
    Plantation, FL
  • 07/2021 → 04/2023
    Palm Beach Gardens, FL
  • 07/2021 → 04/2023
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 09/2018 → 01/2019
    David S Lapine Inc
    Stamford, CT
  • 12/2014 → 03/2019
    Islas Canarias Grill & Bakery
    Miami, FL
  • 04/2019 → 10/2019
    Unemployed
    Miami, FL
  • 04/2023 → Present
    Miami, FL
  • 07/2023 → Present
    Bank Of America, N.A.
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-04
  • S66 Uniform Combined State Law Examination
    2021-06-04
Other Names
  • Gabriel Sanchez
  • Gabriel Luis Sanchez

View on SEC IAPD

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