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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
AL RA APPROVED 2025-08-15
TX RA APPROVED_RES 2025-08-15
NC RA APPROVED 2021-11-10
  • VT RA
    APPROVED
    Since 2025-08-25
  • AL RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED_RES
    Since 2025-08-15
  • NC RA
    APPROVED
    Since 2021-11-10

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 06/2021 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2021 Present
Ingles Markets, Inc. Asheville NC 09/2016 02/2017
First Citizens Bank Asheville NC 05/2018 08/2018
South Carolina Chamber Of Commerce Columbia SC 05/2019 03/2020
Tiaa Charlotte NC 06/2020 08/2020
Full-Time Student Columbia SC 08/2018 05/2019
Full-Time Student Columbia SC 08/2020 06/2021
Full-Time Student Columbia SC 01/2017 05/2018
  • 06/2021 → Present
    Tiaa
    Charlotte, NC
  • 06/2021 → Present
    Charlotte, NC
  • 09/2016 → 02/2017
    Ingles Markets, Inc.
    Asheville, NC
  • 05/2018 → 08/2018
    First Citizens Bank
    Asheville, NC
  • 05/2019 → 03/2020
    South Carolina Chamber Of Commerce
    Columbia, SC
  • 06/2020 → 08/2020
    Tiaa
    Charlotte, NC
  • 08/2018 → 05/2019
    Full-Time Student
    Columbia, SC
  • 08/2020 → 06/2021
    Full-Time Student
    Columbia, SC
  • 01/2017 → 05/2018
    Full-Time Student
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-10
S63 Uniform Securities Agent State Law Examination 2021-10-07
  • S65 Uniform Investment Adviser Law Examination
    2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2021-10-07
Other Names
  • Brice Thomas Talley
  • Brice T Talley

View on SEC IAPD

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