Daniel John Murray

Current Employers

Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-01-19

MN RA
APPROVED

Since 2024-01-19

Branch Locations

505 Waterford Park Highway 169 Suite 1100, Plymouth, MN 55441 • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Forest Lake	MN	07/2022	12/2023
Mounds View School District	Arden Hills	MN	08/2012	10/2018
University Of Minnesota Duluth, Parking Services	Duluth	MN	10/2018	05/2022
Ameriprise Financial, Kerkow And Associates	Forest Lake	MN	05/2020	08/2020
Edward Jones Investments	Duluth	MN	05/2021	04/2022
Nfp Retirement, Inc.	Aliso Viejo	CA	01/2024	10/2025
Wealthspire Retirement Advisory	Aliso Viejo	CA	10/2025	Present

07/2022 → 12/2023

Ameriprise Financial Services, Llc

Forest Lake, MN
08/2012 → 10/2018

Mounds View School District

Arden Hills, MN
10/2018 → 05/2022

University Of Minnesota Duluth, Parking Services

Duluth, MN
05/2020 → 08/2020

Ameriprise Financial, Kerkow And Associates

Forest Lake, MN
05/2021 → 04/2022

Edward Jones Investments

Duluth, MN
01/2024 → 10/2025

Nfp Retirement, Inc.

Aliso Viejo, CA
10/2025 → Present

Wealthspire Retirement Advisory

Aliso Viejo, CA

Other Businesses

Outside Employment; Shoreview Community Center; Personal Trainer; Shoreview, MN 55126; Not Investment Related; July 2022; 20-39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-03

S66 Uniform Combined State Law Examination

2023-02-03