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James Carl Rigby

LPl Enterprise, LLC

Chicago, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-11
IL RA APPROVED 2025-08-05
  • TX RA
    APPROVED
    Since 2026-06-11
  • IL RA
    APPROVED
    Since 2025-08-05

Branch Locations

20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dexian Chicago IL 04/2022 03/2025
Central Bank Of Boone County Columbia MO 04/2021 02/2022
Amerihome Mortgage Dallas TX 11/2020 04/2021
Northwestern Mutual Springfield IL 05/2020 11/2020
Illinois Senate Springfield IL 05/2019 08/2019
Ymca Springfield IL 01/2017 05/2018
University Of Missouri Columbia MO 08/2019 05/2020
University Of Missouri Columbia MO 05/2018 05/2019
Glenwood High School Chatham IL 08/2016 01/2017
Lpl Enterprise Llc Rosemont IL 05/2025 Present
Unemployed Chicago IL 03/2025 05/2025
  • 04/2022 → 03/2025
    Dexian
    Chicago, IL
  • 04/2021 → 02/2022
    Central Bank Of Boone County
    Columbia, MO
  • 11/2020 → 04/2021
    Amerihome Mortgage
    Dallas, TX
  • 05/2020 → 11/2020
    Northwestern Mutual
    Springfield, IL
  • 05/2019 → 08/2019
    Illinois Senate
    Springfield, IL
  • 01/2017 → 05/2018
    Ymca
    Springfield, IL
  • 08/2019 → 05/2020
    University Of Missouri
    Columbia, MO
  • 05/2018 → 05/2019
    University Of Missouri
    Columbia, MO
  • 08/2016 → 01/2017
    Glenwood High School
    Chatham, IL
  • 05/2025 → Present
    Rosemont, IL
  • 03/2025 → 05/2025
    Unemployed
    Chicago, IL
Other Businesses

1. 05/15/2025 - Lyft - Rideshare - San Francisco, CA - NOT INV REL - Start Date 03/21/2025 - 50hrs/MTH 2. 05/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Chicago, IL - INV REL - Start Date 05/13/2025 - 160hrs/mth 3. 05/15/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Chicago, IL - INV REL - Start Date 05/13/2025 - 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-05
  • S66 Uniform Combined State Law Examination
    2025-08-05

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