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James Andrew Szpak

Fisher Investments

Covington, LA

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-09
TX RA APPROVED 2020-07-29
  • LA RA
    APPROVED
    Since 2024-12-09
  • TX RA
    APPROVED
    Since 2020-07-29

Branch Locations

Covington, LA • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Plano TX 02/2020 Present
Bendix Commercial Vehicle Systems Elyria OH 04/2018 01/2019
Westfield Group Westfield Center OH 05/2017 08/2017
University Of Cincinnati Cincinnati OH 08/2015 12/2019
  • 02/2020 → Present
    Fisher Investments
    Plano, TX
  • 04/2018 → 01/2019
    Bendix Commercial Vehicle Systems
    Elyria, OH
  • 05/2017 → 08/2017
    Westfield Group
    Westfield Center, OH
  • 08/2015 → 12/2019
    University Of Cincinnati
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-29
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
Other Names
  • Jim Szpak
  • Jimmy Szpak

View on SEC IAPD

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