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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED | 2026-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Roseville | MN | 05/2020 | 04/2021 |
| Rhi General Group | San Ramon | CA | 05/2020 | 08/2020 |
| Target | Madison | WI | 06/2017 | 07/2017 |
| Wisconsin Management Company | Madison | WI | 06/2019 | 08/2019 |
| Wisconsin Management Company | Madison | WI | 05/2018 | 08/2018 |
| Wisconsin Management Company | Madison | WI | 07/2017 | 08/2017 |
| Recreational Equipment Inc. | Madison | WI | 11/2016 | 02/2017 |
| University Of Wisconsin - Madison | Madison | WI | 08/2015 | 12/2019 |
| Unemployed | Madison | WI | 01/2020 | 05/2020 |
| Kocourek Motor Company | Wausau | WI | 04/2021 | 12/2021 |
| Fidelity Investments | Hudson | WI | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-01 |
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