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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-30 |
Branch Locations
Indianapolis, IN • United States
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 05/2020 | Present |
| Walmart Supercenter | Plainfield | IN | 07/2016 | 04/2019 |
| Dia&Co | Greenwood | IN | 04/2019 | 03/2020 |
| N/A | Indianapolis | IN | 03/2020 | 05/2020 |
1) Self employed | Investment Related:No|Other|Author|5/31/2026|20-40|0|Create original works (poems, short stories, etc) and submit them to journals for consideration and publication. If the works are published, I will receive compensation. No financial services or investment related responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-23 |
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