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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-19 |
Branch Locations
1000 De La Gauchetiere West Suite 2600, Montreal H3B 4W5 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
Laval, Qc • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd | Montreal, Quebec | 05/2016 | Present | |
| Raymond James (Usa) Ltd | Montreal, Quebec | 03/2021 | Present |
Raymond James Ltd ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James ( USA) Ltd. The business is investment related. Carmine Arlia is located at 1000, rue de la Gauchetiere Ouest, Bureau 2600 Montreal Quebec Canada H3B 4W5 and has been employed since 2016/05/24 . He is a full time employee and his title with RJL is "Portfolio Manager". He devotes 160 hours a month to his business during business and trading hours. His job duties include sales. 2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. Carmine Arlia is located at 1000, rue de la Gauchetiere Ouest, Bureau 2600 Montreal Quebec Canada H3B 4W5 AND HAS BEEN LICENSED WITH RJFP SINCE May 30 2016. HE IS A FULL-TIME EMPLOYEE. HE DEVOTES __5 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-19 |
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