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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-03 |
| MD | RA | APPROVED | 2025-07-11 |
| VA | RA | APPROVED | 2025-03-10 |
| NM | RA | APPROVED | 2020-08-26 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
6501 Americas Pkwy Ne, 1020, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life & Casualty, Inc | Albuquerque | NM | 04/2016 | Present |
| Bankers Life Advisory Services, Inc | Albuquerque | NM | 05/2020 | Present |
| Bankers Life Securities, Inc | Albuquerque | NM | 02/2026 | Present |
Bankers Life and Casualty Company Position: Insurance Agent Nature: Provides life, health, and annuities to the general public. Investment Related: No Hours: 50Securities Trading Hours: 0Start Date: 04/11/2016 Address: 6501 Americas Pkwy NE, 1020, ALBUQUERQUE NM 87110, United States Description: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. HOAMCO Position: Board of Directors Member Nature: Manage community properties to meet guidance established by the community. HOAMCO manages diverse communities ranging in size, structure and lifestyle. T Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 10/14/2019 Address: 8700-A Education PL NW, Albuquerque NM 87193, United States Description: Requires that I review fellow homeowners request to make add-ons to their property in accordance with the homeowner's association's guidelines. Requires that I be available to make sound judgement over affairs that affect the community. Champion Training Position: Track Coach Nature: Help train athletes to perform at champion level. Assist others to prepare their bodies for running, jumping, and to be able to complete physical workouts. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 07/31/2017 Address: 10409 Borrego Creek Drive NW, Albuquerque NM 87114, United States Description: This is a one-on-one coaching relationship where I train to build sprinting skills. My goal as a coach is to assist with development of strength, speed, and endurance. State of NM Bernalillo Republican Party Position: Ward Chairman Nature: Provide information to voters about the political climate within the State of New Mexico. As the Chairman, lead in building grass roots meetings and greetings for candidates. Collect data of voters to pair up with other volunteers within the District. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 01/17/2023 Address: 8900 San Mateo Blvd Ste C, Albuquerque NM 87113, United States Description: Assist in providing information about the State of New Mexico Republican Party involvement within the District where I reside, lead team of volunteers, and assist candidates. Position: Toastmaster International. a nonprofit educational organization that helps members improve public speaking, communication, and leadership skills through a worldwide network. Address: Albuquerque, NM Year joined: Feb 2003 to Present PERSONAL TRAINER POSITION: Consultant NATURE: To provide psychological assessments for potential employees and employees wanting to grow within a team or be in positions which better serves the individual's psychological profile. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2020 ADDRESS: 10409 Borrego Creek Drive NW, Albuquerque NM 87114, United States DESCRIPTION: Demonstrates leadership skills that support business growth and team development. Encourages active participation in annual training initiatives. Uses employee profiles to inform hiring and team placement decisions. Aligns individuals to roles or groups based on their skills, work style, and personality to maximize effectiveness COMMITTE TO ELECT CAROLYN STITH POSITION: TREASURER NATURE: This is a political campaign to be selected by voters to serve as the State Representative the House District 29 in Albuquerque, NM. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/08/2026 ADDRESS: 10409 Borrego Crk Dr. NW, Albuquerque NM 87114, United States DESCRIPTION: As the treasurer, I will assist to maintain balanced financial records related to Carolyn's campaign. As a FA and Insurance Agent, I acknowledge I will not contact any of my clients, those of leads from positions to donate to Carolyn's campaign.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-25 |
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