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Stefanie Marie Williams

Creative Planning

Mckinney, TX

Overland Park, KS

Dallas, TX

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-19
  • TX RA
    APPROVED
    Since 2021-12-19

Branch Locations

Mckinney, TX • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

2100 Ross Ave. Suite 1110, 11Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockton Companies Llc Dallas TX 04/2020 12/2021
Lockton Financial Advisors, Llc Dallas TX 04/2020 04/2022
Regions Bank Dallas TX 08/2014 03/2020
Creative Planning, Llc Dallas TX 12/2021 Present
  • 04/2020 → 12/2021
    Lockton Companies Llc
    Dallas, TX
  • 04/2020 → 04/2022
    Lockton Financial Advisors, Llc
    Dallas, TX
  • 08/2014 → 03/2020
    Regions Bank
    Dallas, TX
  • 12/2021 → Present
    Creative Planning, Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-28
S63 Uniform Securities Agent State Law Examination 2020-07-20
  • S65 Uniform Investment Adviser Law Examination
    2020-08-28
  • S63 Uniform Securities Agent State Law Examination
    2020-07-20
Other Names
  • Stefanie Dorf

View on SEC IAPD

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