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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-14
WI RA APPROVED 2020-10-06
  • TX RA
    APPROVED_RES
    Since 2024-05-14
  • WI RA
    APPROVED
    Since 2020-10-06

Branch Locations

410 E Lasalle Ave, Barron, WI 54812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2020 Present
Cambridge Investment Research,Inc Fairfield IA 05/2020 Present
Rolling Oaks Golf Course Barron WI 03/2016 Present
Sioux Creek Golf Course Chetek WI 03/2019 10/2022
Menomonie Recreation Department Menomonie WI 11/2016 02/2018
Uw-Stout Menomonie WI 09/2016 12/2019
Hoff Financial Services Barron WI 12/2019 Present
Thomas Precision Rice Lake WI 12/2017 01/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2020 Present
  • 04/2020 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 05/2020 → Present
    Cambridge Investment Research,Inc
    Fairfield, IA
  • 03/2016 → Present
    Rolling Oaks Golf Course
    Barron, WI
  • 03/2019 → 10/2022
    Sioux Creek Golf Course
    Chetek, WI
  • 11/2016 → 02/2018
    Menomonie Recreation Department
    Menomonie, WI
  • 09/2016 → 12/2019
    Uw-Stout
    Menomonie, WI
  • 12/2019 → Present
    Hoff Financial Services
    Barron, WI
  • 12/2017 → 01/2019
    Thomas Precision
    Rice Lake, WI
  • 10/2020 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 10/16/20 2) ROLLING OAKS GOLF COURSE, 440 W DIVISION AVE, BARRON, WI, GOLD COURSE MANAGEMENT, 05/01/21, NIR, PRO-SHOP EMPOLOYEE, 20 HR/WK- 0/TRADING HR. 3) HOFF FINANCIAL SERVICES, LLC, 220 River Ave N, Prairie Farm WI 54762, United States, 12/16/2019, Administrative, Tax Services, NIR, 20 HR/MO - 20 HR/MO TRADING 4) INSURANCE, 220 River Ave N, Prairie Farm WI 54762, 05/2021, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 0 HR/MO 0 HR/MO TRADING 5) PEAK FINANCIAL LITERACY, Cameron WI 54822, 07/2022, NIR, OWNER, ONLINE COURSES ON INDIVIDUAL FINANCE, 20 HR/MO 10 HR/MO TRADING 6) KYLIE HOFF, CAMERON WI 54822, 09/2023, OWNER, AUTHOR, NIR, 2 HR/MO 0 HR/MO TRADING 7) PEAK FINANCIAL REAL ESTATE, LLC, 2102 12 1/4 Ave, (Optional), Cameron WI 54822, United States, 10/01/2024, Owner, Real Estate, NIR, 0/MO - 0/Trading 8) HFS WEALTH MANAGEMENT, LLC, 410 E La Salle, Barron WI 54812, United States, 10/01/2024, W2 Employee, DBA Name, INV REL, 160/MO - 160/Trading 9) HOMETOWN INVESTMENTS AND INSURANCE SERVICES, 150 W. 1st St., Suite 224, New Richmond WI 54017, 01/2025, DBA Affiliation, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-02
  • S66 Uniform Combined State Law Examination
    2020-10-02

View on SEC IAPD

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