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Austin Matthew Mall

LPl Financial LLC

Tallahassee, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-05
TX RA APPROVED 2026-03-04
  • FL RA
    APPROVED
    Since 2026-03-05
  • TX RA
    APPROVED
    Since 2026-03-04

Branch Locations

Tallahassee, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Tallahassee FL 06/2020 03/2026
St. Pius X Catholic High School Atlanta GA 07/2019 06/2020
Red Hills Journalism Foundation, Inc. Tallahassee FL 06/2013 07/2019
Publix Tallahassee FL 10/2018 11/2018
Diocese Of Pensacola-Tallahassee Tallahassee FL 06/2016 09/2018
Morgan Stanley Private Bank, N.A. New York NY 09/2020 03/2026
Lpl Financial Llc Tallahassee FL 03/2026 Present
  • 06/2020 → 03/2026
    Morgan Stanley Smith Barney Llc
    Tallahassee, FL
  • 07/2019 → 06/2020
    St. Pius X Catholic High School
    Atlanta, GA
  • 06/2013 → 07/2019
    Red Hills Journalism Foundation, Inc.
    Tallahassee, FL
  • 10/2018 → 11/2018
    Publix
    Tallahassee, FL
  • 06/2016 → 09/2018
    Diocese Of Pensacola-Tallahassee
    Tallahassee, FL
  • 09/2020 → 03/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2026 → Present
    Lpl Financial Llc
    Tallahassee, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Designations

View on SEC IAPD

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