Henry Raimi

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-23
CA	RA	APPROVED	2023-05-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	04/2020	06/2020
Unemployed	Santa Monica	CA	09/2019	11/2019
Ucsb	Santa Barbara	CA	09/2015	09/2019
Miramax Films	Santa Monica	CA	06/2017	09/2017
Ucsb Tropicana	Santa Barbara	CA	09/2016	06/2017
Equitable Advisors, Llc	Irvine	CA	04/2020	04/2021
Jp Morgan Chase Bank, N.A.	Marina Del Rey	CA	04/2021	04/2023
Jp Morgan Securities Llc	Marina Del Rey	CA	04/2021	04/2023
Equitable Financial Life Insurance Co.	Irvine	CA	04/2020	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Monica	CA	04/2023	Present
Cla Global Inc	Culver City	CA	11/2019	02/2020
Unemployed	Santa Monica	CA	02/2020	04/2020
Bank Of America, N.A.	Santa Monica	CA	05/2023	Present

04/2020 → 06/2020

Axa Advisors, Llc

New York, NY
09/2019 → 11/2019

Unemployed

Santa Monica, CA
09/2015 → 09/2019

Ucsb

Santa Barbara, CA
06/2017 → 09/2017

Miramax Films

Santa Monica, CA
09/2016 → 06/2017

Ucsb Tropicana

Santa Barbara, CA
04/2020 → 04/2021

Equitable Advisors, Llc

Irvine, CA
04/2021 → 04/2023

Jp Morgan Chase Bank, N.A.

Marina Del Rey, CA
04/2021 → 04/2023

Jp Morgan Securities Llc

Marina Del Rey, CA
04/2020 → 04/2021

Equitable Financial Life Insurance Co.

Irvine, CA
04/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Monica, CA
11/2019 → 02/2020

Cla Global Inc

Culver City, CA
02/2020 → 04/2020

Unemployed

Santa Monica, CA
05/2023 → Present

Bank Of America, N.A.

Santa Monica, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-31