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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-16
TX RA APPROVED 2021-02-12
NJ RA APPROVED 2021-01-20
  • PA RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2021-02-12
  • NJ RA
    APPROVED
    Since 2021-01-20

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2020 Present
Fox Pool Management Newtown PA 04/2018 09/2019
Bloomsburg University Bloomsburg PA 09/2019 12/2019
Unemployed Yardley PA 01/2020 03/2020
Fox Pool Management Newtown PA 04/2019 09/2019
Bloomsburg University Bloomsburg PA 09/2018 04/2019
Newtown Athletic Club Newtown PA 05/2013 06/2018
Bloomsburg University Bloomsburg PA 12/2017 04/2018
  • 03/2020 → Present
    Pennington, NJ
  • 04/2018 → 09/2019
    Fox Pool Management
    Newtown, PA
  • 09/2019 → 12/2019
    Bloomsburg University
    Bloomsburg, PA
  • 01/2020 → 03/2020
    Unemployed
    Yardley, PA
  • 04/2019 → 09/2019
    Fox Pool Management
    Newtown, PA
  • 09/2018 → 04/2019
    Bloomsburg University
    Bloomsburg, PA
  • 05/2013 → 06/2018
    Newtown Athletic Club
    Newtown, PA
  • 12/2017 → 04/2018
    Bloomsburg University
    Bloomsburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15
Other Names
  • Alex Tennant

View on SEC IAPD

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