Yi Hao

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-08-19

NY RA
APPROVED

Since 2024-08-19

Branch Locations

New York, NY • United States

777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Flushing	NY	02/2020	08/2024
The Pingry School	Basking Ridge	NJ	08/2012	07/2019
Pristine Hudson Llc	New York	NY	08/2013	12/2022
The Prudential Insurance Company Of America	Flushing	NY	08/2020	08/2024
Ameriprise Financial Services Llc	New York	NY	08/2024	Present

02/2020 → 08/2024

Pruco Securities Llc

Flushing, NY
08/2012 → 07/2019

The Pingry School

Basking Ridge, NJ
08/2013 → 12/2022

Pristine Hudson Llc

New York, NY
08/2020 → 08/2024

The Prudential Insurance Company Of America

Flushing, NY
08/2024 → Present

Ameriprise Financial Services Llc

New York, NY

Previous Registrations

2021-01-28 → 2024-08-29

Pruco Securities, Llc.

Paramus, NJ

Flushing, NY

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-01

S66 Uniform Combined State Law Examination

2020-07-01

Designations

View on SEC IAPD