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Tricia Yu

J.P. Morgan Securities LLC

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-09
TX RA APPROVED 2025-01-09
  • CA RA
    APPROVED
    Since 2025-01-09
  • TX RA
    APPROVED
    Since 2025-01-09

Branch Locations

1 Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc San Francisco CA 06/2019 10/2023
Studying, University Of California, Davis Davis CA 08/2016 03/2019
Bank Of The West San Francisco CA 06/2018 08/2018
Innovation And Sustainability Pac Davis CA 09/2018 11/2018
Kugga Inc, Technology Startup Davis CA 02/2018 03/2019
Twilio Inc, Cloud Communications Company San Francisco CA 04/2019 06/2019
J.P. Morgan Securities Llc San Francisco CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Menlo Park CA 10/2023 Present
  • 06/2019 → 10/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 08/2016 → 03/2019
    Studying, University Of California, Davis
    Davis, CA
  • 06/2018 → 08/2018
    Bank Of The West
    San Francisco, CA
  • 09/2018 → 11/2018
    Innovation And Sustainability Pac
    Davis, CA
  • 02/2018 → 03/2019
    Kugga Inc, Technology Startup
    Davis, CA
  • 04/2019 → 06/2019
    Twilio Inc, Cloud Communications Company
    San Francisco, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
  • S66 Uniform Combined State Law Examination
    2024-09-16
Other Names
  • Tricia Yu
  • Tricia Ruby Yu

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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