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Kevin Peter Goggins

Ubs Financial Services Inc.

Greenwich, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-12-08
CT RA APPROVED 2025-12-04
TX RA APPROVED 2025-12-04
  • NH RA
    APPROVED
    Since 2025-12-08
  • CT RA
    APPROVED
    Since 2025-12-04
  • TX RA
    APPROVED
    Since 2025-12-04

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westport CT 04/2020 11/2024
Kinard Realty Group Stamford CT 07/2018 02/2020
Elon University Elon NC 08/2014 05/2018
Ubs Financial Services, Inc. Greenwich CT 11/2025 Present
Unemployed Greenwich CT 11/2024 11/2025
  • 04/2020 → 11/2024
    Morgan Stanley
    Westport, CT
  • 07/2018 → 02/2020
    Kinard Realty Group
    Stamford, CT
  • 08/2014 → 05/2018
    Elon University
    Elon, NC
  • 11/2025 → Present
    Ubs Financial Services, Inc.
    Greenwich, CT
  • 11/2024 → 11/2025
    Unemployed
    Greenwich, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-10
  • S66 Uniform Combined State Law Examination
    2021-06-10
Other Names
  • Kevin Peter Goggins
  • Kevin Goggins

View on SEC IAPD

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