Nathan D Smedley

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-05-20
TX	RA	APPROVED_RES	2013-03-19
NJ	RA	APPROVED	2009-04-24

PA RA
APPROVED

Since 2015-05-20
TX RA
APPROVED_RES

Since 2013-03-19
NJ RA
APPROVED

Since 2009-04-24

Branch Locations

Kennett Square, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Landenberg	PA	04/2009	Present

04/2009 → Present

Lpl Financial Llc

Landenberg, PA

Previous Registrations

2005-02-07 → 2009-04-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Princeton, NJ

Other Businesses

1. 04/09/2009 - Independence Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 04/06/2010 - FINRA - INV REL - Other-Arbitrator - 5% TIME SPENT - Arbitrator for FINRA. I would be serving on a panel with two other non-industry members arbitrating complaints submitted to FINRA. 3. 11/6/2018 - ClearView Enterprise Partners - Not Investment Related - 1715 Foulk Road, Wilmington, DE 19803 - Other-Car Wash - Owner/Partner - Start Date: 04/01/2019 - 20 Hours Per Month/0 Hours During Securities Trading. 4. 11/6/2018 - Top Pair Properties - Investment Related - 1715 Foulk Road, Wilmington, DE 19803 - Other-Real estate holding LLC for car wash prope - Owner/Partner - Start Date: 05/01/2019 - 20 Hours Per Month/0 Hours During Securities Trading. 5. 7/31/2020 - Jackpot Properties LLC - Not Investment Related - 3145 Pennell Road, Aston, PA 19064 - Other-Car wash- Start Date: 8/1/2020 - 4 Hour Per Month/0 Hours During Securities Trading - Investor car wash. 6. 05/31/2022 - Ace High Properties LLC - Not Investment Related - Home Based - Other - Business Owner - Owner and managing partner - Start Date - 06/01/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading. 7. 06/22/2022 - Wild Card Properties LLC - Not Investment Related - Other - Business Owner - Owner and managing partner - Start Date - 07/01/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-04

S66 Uniform Combined State Law Examination

2005-02-04

View on SEC IAPD