Christopher Leonard Sarlo

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-30
MD	RA	APPROVED	2020-08-25

TX RA
APPROVED_RES

Since 2024-05-30
MD RA
APPROVED

Since 2020-08-25

Branch Locations

Frederick, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Frederick	MD	05/2020	Present
Retired	Frederick	MD	03/2019	04/2020
Td Wealth	Toronto, Ontario		10/2009	03/2019

05/2020 → Present

Lpl Financial Llc

Frederick, MD
03/2019 → 04/2020

Retired

Frederick, MD
10/2009 → 03/2019

Td Wealth

Toronto, Ontario

Other Businesses

1.07/19/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Life Sciences Wealth; Investment Related; at Reported Business Location(s); Start Date 05/10/2021; 160hrs/mth; 160hrs during trading 2.08/20/2026; Chris Sarlo; Author; Not Investment Related; Frederick,MD; Start Date 09/10/2026; 0hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-24

S66 Uniform Combined State Law Examination

2020-08-24