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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-29
TX RA APPROVED 2021-06-24
KY RA APPROVED 2020-06-01
  • FL RA
    APPROVED
    Since 2023-09-29
  • TX RA
    APPROVED
    Since 2021-06-24
  • KY RA
    APPROVED
    Since 2020-06-01

Branch Locations

328 West Main Street, Danville, KY 40422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Danville KY 03/2020 Present
National Veterinary Associates (Nva) Agoura Hills CA 02/2016 03/2020
  • 03/2020 → Present
    Baird
    Danville, KY
  • 02/2016 → 03/2020
    National Veterinary Associates (Nva)
    Agoura Hills, CA
Other Businesses

BUSINESS NAME: DAVID HOLLIS INVESTMENTS, LLC INVESTMENT RELATED: BUSINESS IS NOT INVESTMENT RELATED, IT OWNS COMMERCIAL REAL ESTATE ADDRESS: 9905 U.S. HIGHWAY 27 S., WAYNESBURG, KY 40489 NATURE OF BUSINESS: REAL ESTATE POSITION/TITLE: MEMBER / PARTNER START DATE: 05/03/2012 HOURS PER MONTH: LESS THAN 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS: 0 DUTIES: RECEIVE RENT PAYMENTS, DEPOSIT THEM AND SCHEDULE REPAIRS & MAINTENANCE IF/WHEN NEEDED. Name/Address: Pleasant View Baptist Church 13571 KY Hwy. 1247 Waynesburg KY 40489 Start Date: 1/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Stewardship Team; Check signing authority Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
  • S66 Uniform Combined State Law Examination
    2020-05-30

View on SEC IAPD

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