William Connor Fox

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-31
CA	RA	APPROVED	2025-03-11

TX RA
APPROVED_RES

Since 2025-03-31
CA RA
APPROVED

Since 2025-03-11

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Hayward, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oakland	CA	03/2020	Present
San Leandro Chrysler Dodge Jeep Ram	San Leandro	CA	05/2014	07/2017
Bank Of America	Campbell	CA	07/2017	03/2020

03/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA
05/2014 → 07/2017

San Leandro Chrysler Dodge Jeep Ram

San Leandro, CA
07/2017 → 03/2020

Bank Of America

Campbell, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-10

S66 Uniform Combined State Law Examination

2025-03-10

Other Names

Shibby N/A

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

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