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Brendan Thomas Mcmahon

Northern Trust Investments, Incorporated

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-09
  • IL RA
    APPROVED
    Since 2021-11-09

Branch Locations

333 South Wabash Avenue 44Th Floor, Chicago, IL 60604 • United States

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Chicago IL 05/2007 Present
Northern Trust Securities, Inc. Chicago IL 03/2020 Present
  • 05/2007 → Present
    Northern Trust Bank
    Chicago, IL
  • 03/2020 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-24
S63 Uniform Securities Agent State Law Examination 2020-07-17
  • S65 Uniform Investment Adviser Law Examination
    2021-09-24
  • S63 Uniform Securities Agent State Law Examination
    2020-07-17
Other Names
  • Brendan Mcmahon

View on SEC IAPD

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