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Kelsey Nicole Dale

Transamerica Financial Advisors, LLC

Houston, TX

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
  • TX RA
    APPROVED
    Since 2025-07-01

Branch Locations

11111 Katy Freeway Ste #100, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 04/2020 06/2025
Dayton Isd/ Dr. E. R. Richter Elementary School Dayton TX 08/2016 10/2018
Unemployed Dayton TX 10/2018 04/2020
Transamerica Financial Advisors Houston TX 07/2025 Present
Wfgia Houston TX 06/2025 Present
  • 04/2020 → 06/2025
    Valic Financial Advisors
    Houston, TX
  • 08/2016 → 10/2018
    Dayton Isd/ Dr. E. R. Richter Elementary School
    Dayton, TX
  • 10/2018 → 04/2020
    Unemployed
    Dayton, TX
  • 07/2025 → Present
    Transamerica Financial Advisors
    Houston, TX
  • 06/2025 → Present
    Wfgia
    Houston, TX
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-22
  • S66 Uniform Combined State Law Examination
    2020-07-22
Other Names
  • Kelsey Nicole Heath
  • Kelsey Dale

View on SEC IAPD

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