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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-11-17
  • PA RA
    APPROVED
    Since 2023-11-17

Branch Locations

5500 Corporate Dr Ste 215, Pittsburgh, PA 15237 • United States

Wexford, PA • United States

50 Davis St, Bradford, PA 16701 • United States

176 Enclave Dr, New Castle, PA 16105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Pittsburgh PA 03/2020 Present
La Roche University Pittsburgh PA 07/2016 02/2020
Other Businesses

Outside Employment; Advisors Service Corporation; Employed staff person of Hodgin, Chapman, and Associates.; Manage advisory business; 5500 Corporate Drive, Suite 215, Pittsburgh, PA, 15237; Investment-Related; 03/16/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
  • S66 Uniform Combined State Law Examination
    2023-11-14
Other Names
  • Rj Hodgin

View on SEC IAPD

Other Firms

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Other Offices

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