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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-09 |
| CA | RA | APPROVED | 2023-11-14 |
| TX | RA | APPROVED | 2023-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Glendale | CA | 04/2020 | 06/2021 |
| Bank Of America | Mission Hills | CA | 12/2015 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Canyon Country | CA | 06/2021 | 10/2021 |
| Wells Fargo Bank, Na | Canyon Country | CA | 06/2021 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Encino | CA | 04/2022 | 11/2023 |
| Bank Of America, N.A. | Encino | CA | 08/2022 | 11/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 11/2023 | Present |
| Jpmorgan Chase Bank, N.A | Los Angeles | CA | 11/2023 | Present |
| Nylife Securities Llc | Glendate | CA | 03/2021 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-30 |
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