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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
CA RA APPROVED 2021-07-20
  • TX RA
    APPROVED
    Since 2021-08-31
  • CA RA
    APPROVED
    Since 2021-07-20

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 03/2020 Present
Applegate Bridgewater NJ 10/2014 11/2019
Unemployed Los Angeles CA 11/2019 03/2020
Bank Of America, N.A. Beverly Hills CA 12/2020 Present
Other Businesses

I*1476291 For profit or not for profit: Name of outside business organization: Flavors Gift Shop Investment related: N Address of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The LLC is owned and operated by my partner Daisy Olivares. I'm assisting her in securing the lease for the retail space by providing an additional personal guarantee along with her for the lease . I will help her an estimated 4 hours a week to lock up the store for added security.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
  • S66 Uniform Combined State Law Examination
    2021-07-19

View on SEC IAPD

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