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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-07-16
TX RA APPROVED 2024-07-15
ID RA APPROVED 2024-07-12
UT RA APPROVED 2024-07-12
WA RA APPROVED 2024-06-26
  • MT RA
    APPROVED
    Since 2024-07-16
  • TX RA
    APPROVED
    Since 2024-07-15
  • ID RA
    APPROVED
    Since 2024-07-12
  • UT RA
    APPROVED
    Since 2024-07-12
  • WA RA
    APPROVED
    Since 2024-06-26

Branch Locations

Kent, WA • United States

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

601 W Riverside Ave, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tacoma WA 10/2018 09/2023
Unemployed Gilbert AZ 07/2018 10/2018
State Farm Insurance Tempe AZ 12/2016 07/2018
Cyracom Language Solutions Phoenix AZ 10/2015 11/2016
Morgan Stanley Kirkland WA 10/2023 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-04
  • S66 Uniform Combined State Law Examination
    2021-11-04
Other Names
  • Jacy Xia

View on SEC IAPD

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