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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-07-03 |
| VA | RA | APPROVED | 2023-07-01 |
Branch Locations
1307 Point Street, Baltimore, MD 21231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 03/2020 | 03/2022 |
| Td Bank Group | Toronto | 12/2018 | 01/2020 | |
| Unemployed | Washington | DC | 01/2020 | 03/2020 |
| Unemployed | Toronto | 10/2018 | 12/2018 | |
| Plusrite Lighting Canada Inc. | Langley | 12/2016 | 09/2018 | |
| Td Bank Group | Toronto | 12/2015 | 11/2016 | |
| Bank Of America, N.A. | Washington | DC | 04/2020 | 03/2022 |
| Twilio | Great Falls | VA | 03/2022 | 11/2022 |
| Unemployed | Great Falls | VA | 11/2022 | 05/2023 |
| T. Rowe Price | Owings Mills | MD | 05/2023 | Present |
Fora Travel, Inc.; Non Investment Related; 2.12.24; www.foratravel.com; Travel Advisor; Fora Travel is a host agency where James will be working as a travel advisor booking travels for clients; 40 hours per month; 0 during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-25 |
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