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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-03
VA RA APPROVED 2023-07-01
  • MD RA
    APPROVED
    Since 2023-07-03
  • VA RA
    APPROVED
    Since 2023-07-01

Branch Locations

1307 Point Street, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 03/2020 03/2022
Td Bank Group Toronto 12/2018 01/2020
Unemployed Washington DC 01/2020 03/2020
Unemployed Toronto 10/2018 12/2018
Plusrite Lighting Canada Inc. Langley 12/2016 09/2018
Td Bank Group Toronto 12/2015 11/2016
Bank Of America, N.A. Washington DC 04/2020 03/2022
Twilio Great Falls VA 03/2022 11/2022
Unemployed Great Falls VA 11/2022 05/2023
T. Rowe Price Owings Mills MD 05/2023 Present
  • 03/2020 → 03/2022
    Washington, DC
  • 12/2018 → 01/2020
    Td Bank Group
    Toronto
  • 01/2020 → 03/2020
    Unemployed
    Washington, DC
  • 10/2018 → 12/2018
    Unemployed
    Toronto
  • 12/2016 → 09/2018
    Plusrite Lighting Canada Inc.
    Langley
  • 12/2015 → 11/2016
    Td Bank Group
    Toronto
  • 04/2020 → 03/2022
    Bank Of America, N.A.
    Washington, DC
  • 03/2022 → 11/2022
    Twilio
    Great Falls, VA
  • 11/2022 → 05/2023
    Unemployed
    Great Falls, VA
  • 05/2023 → Present
    T. Rowe Price
    Owings Mills, MD
Previous Registrations
Other Businesses

Fora Travel, Inc.; Non Investment Related; 2.12.24; www.foratravel.com; Travel Advisor; Fora Travel is a host agency where James will be working as a travel advisor booking travels for clients; 40 hours per month; 0 during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2020-11-25
Other Names
  • James Qian

View on SEC IAPD

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