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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-04
IL RA APPROVED 2025-01-24
  • FL RA
    APPROVED
    Since 2025-03-04
  • IL RA
    APPROVED
    Since 2025-01-24

Branch Locations

Stuart, FL • United States

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Financial Advisors Greensboro NC 03/2020 05/2023
Bankers Life Charlotte NC 10/2019 03/2020
Unemployed/Travel Charlotte NC 12/2018 10/2019
United Technologies Charlotte NC 08/2012 12/2018
Sequoia Financial Advisors Tampa FL 06/2023 Present
Sequoia Financial Group, Llc Tampa FL 06/2023 Present
  • 03/2020 → 05/2023
    Triad Financial Advisors
    Greensboro, NC
  • 10/2019 → 03/2020
    Bankers Life
    Charlotte, NC
  • 12/2018 → 10/2019
    Unemployed/Travel
    Charlotte, NC
  • 08/2012 → 12/2018
    United Technologies
    Charlotte, NC
  • 06/2023 → Present
    Sequoia Financial Advisors
    Tampa, FL
  • 06/2023 → Present
    Tampa, FL
Previous Registrations
Designations
Other Names
  • Ashley Parker

View on SEC IAPD

More in Stuart, FL

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