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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-27 |
Branch Locations
Bakersfield, CA • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Victorville | CA | 03/2020 | 02/2024 |
| Bank Of America, N.A. | Victorville | CA | 03/2020 | 02/2024 |
| Omni Video | Bakersfield | CA | 01/2010 | 03/2020 |
| Lightstone Rentals | Glendale | CA | 01/2018 | 04/2018 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 02/2024 | Present |
PURPLE MANGO FILMS, LLC. POSITION: Member NATURE: Video and Multimedia Production. COMPENSATION TYPE: Salary. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 7/26/2022 ADDRESS: 2105 Jeremy Place Escondido, CA 92029, United States DESCRIPTION: 50% owner of small wedding videography company. Only film weddings on weekends as needed. LIFE & HEALTH INSURANCE. POSITION: Financial Advisor NATURE: Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 3/1/2024 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: Fixed Only and Insurance Business LA PENSION PLANNERS POSITION: Registered representative NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 3/1/2024 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: DBA for Securities Business STANDARD DEVIATION LLC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "4608 Cherryrock Avenue, Bakersfield, CA, 93313, United States", NATURE: Corporate entity for tax purposes, POSITION: Member, START DATE: 12/30/2024, NUMBER OF HOURS: 1 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, No Compensation DESCRIPTION: Created this LLC for tax purposes on the advice of my CPA for receiving income and commissions and managing business expenses from financial advising practice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-09 |
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