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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-06-15
  • KS RA
    APPROVED
    Since 2020-06-15

Branch Locations

1900 Shawnee Mission Pkwy. Suite 210, Mission Woods, KS 66205 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&M Mowing Llc Overland Park KS 07/2019 Present
Ss&C Lawernce KS 10/2018 05/2019
Sprint Overland Park KS 05/2019 08/2019
Hightower Securities Llc Mission Woods KS 12/2019 Present
Kansas University Lawrence KS 10/2016 Present
Unemployed N/A KS 10/2015 10/2016
  • 07/2019 → Present
    M&M Mowing Llc
    Overland Park, KS
  • 10/2018 → 05/2019
    Ss&C
    Lawernce, KS
  • 05/2019 → 08/2019
    Sprint
    Overland Park, KS
  • 12/2019 → Present
    Hightower Securities Llc
    Mission Woods, KS
  • 10/2016 → Present
    Kansas University
    Lawrence, KS
  • 10/2015 → 10/2016
    Unemployed
    N/A, KS
Other Businesses

Name: M&M Mowing LLC Investment Related: No Address: 13840 Outlook Street, Overland Park, KS 66223 Nature: Mowing Position: Owner Start Date: 07/2019 Devoted hours: 15 Hours during Trading: 0 Duties: Maintain Customer Yards

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-12
  • S66 Uniform Combined State Law Examination
    2020-06-12

View on SEC IAPD

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