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David Raymond Steen

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-20
TX RA APPROVED_RES 2025-10-20
  • PA RA
    APPROVED
    Since 2025-10-20
  • TX RA
    APPROVED_RES
    Since 2025-10-20

Branch Locations

Malvern, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. Huntingdon Valley PA 03/2020 03/2021
Securian Financial Services, Inc. Huntingdon Valley PA 03/2021 08/2022
Minnesota Life Insurance Company Huntingdon Valley PA 03/2021 08/2022
Delaware Valley Advisors Huntingdon Valley PA 03/2020 08/2022
Access Services Ivyland PA 01/2019 03/2020
Show Gardens And Crafts Huntingdon Valley PA 03/2018 01/2019
Depression2Extinction Huntingdon Valley PA 08/2017 03/2018
Central Behavioral Health Norristown PA 12/2015 08/2017
Academy Of The New Church Secondary School Bryn Athyn PA 03/2018 Present
Academy Of The New Church Secondary School Huntingdon Valley PA 03/2018 06/2021
The Vanguard Group, Inc. Malvern PA 08/2025 Present
Bryn Athyn College Bryn Athyn PA 08/2022 06/2024
Unemployed Bryn Athyn PA 07/2024 08/2025
Vanguard Marketing Corporation Malvern PA 08/2025 Present
Vanguard Advisers, Inc. Malvern PA 08/2025 Present
  • 03/2020 → 03/2021
    Securian Financial Services, Inc.
    Huntingdon Valley, PA
  • 03/2021 → 08/2022
    Securian Financial Services, Inc.
    Huntingdon Valley, PA
  • 03/2021 → 08/2022
    Minnesota Life Insurance Company
    Huntingdon Valley, PA
  • 03/2020 → 08/2022
    Delaware Valley Advisors
    Huntingdon Valley, PA
  • 01/2019 → 03/2020
    Access Services
    Ivyland, PA
  • 03/2018 → 01/2019
    Show Gardens And Crafts
    Huntingdon Valley, PA
  • 08/2017 → 03/2018
    Depression2Extinction
    Huntingdon Valley, PA
  • 12/2015 → 08/2017
    Central Behavioral Health
    Norristown, PA
  • 03/2018 → Present
    Academy Of The New Church Secondary School
    Bryn Athyn, PA
  • 03/2018 → 06/2021
    Academy Of The New Church Secondary School
    Huntingdon Valley, PA
  • 08/2025 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2022 → 06/2024
    Bryn Athyn College
    Bryn Athyn, PA
  • 07/2024 → 08/2025
    Unemployed
    Bryn Athyn, PA
  • 08/2025 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 08/2025 → Present
    Malvern, PA
Previous Registrations
  • 2022-03-01 → 2022-08-15
    Securian Financial Services, Inc.
    Plymouth Meeting, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: ACADEMY OF THE NEW CHURCH SECONDAY SCHOOL NON-INVESTMENT-RELATED ADDRESS: BRYN ATHYN, PA NATURE OF BUSINESS: RESIDENCE MANAGEMENT POSITION: HOUSE MASTER START DATE: 03/2018 APPROXIMATE HOURS/MONTH: 35 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROVIDE RESIDENTIAL DORMITORY BOARDING SUPERVISION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-16
S65 Uniform Investment Adviser Law Examination 2022-02-18
S63 Uniform Securities Agent State Law Examination 2022-01-20
  • S66 Uniform Combined State Law Examination
    2025-10-16
  • S65 Uniform Investment Adviser Law Examination
    2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2022-01-20
Other Names
  • David Ray Steen
  • David Steen
  • David R Steen

View on SEC IAPD

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