Matthew Alan Hayes

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  San Antonio, TX
• 11/2018 → Present
  Osaic Wealth, Inc.
  Keller, TX

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Keller, TX
  Gold River, CA
  San Antonio, TX
  San Antonio, TX
  Nashville, TN
• 2007-06-25 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Gold River, CA
  Fort Worth, TX
  Heath, TX
  Keller, TX
  San Antonio, TX
• 2007-10-19 → 2009-07-31
  Overridge Wealth Advisors
  Fort Worth, TX

Other Businesses

1) INDEPENDENT CONTRACTOR. SALE OF FIXED ACCOUNTS AND NON SECURITIES RELATED BUSINESS. 111 QUEST CT KELLER TX. INVEST-RELATED, SALES,APPROX 16 HRS/MO, 28 HRS/MO, START DATE 11/2004............ 2) AUTISM TREATMENT CENTER OF DALLAS. 10503 METRIC DR, DALLAS, TX. NOT INV-REL. FUNDRAISING. APPROX 2 HRS/WK, 0 HRS/WK. 09/1998..... 3) RETIREMENT PLAN MANAGEMENT POSITION: Owner NATURE: DBA name for Insurance & Investment related Securities sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2009 ADDRESS: 111 Quest Ct, Keller TX 76248, United States DESCRIPTION: Market and Service existing clients with their Insurance and Investment needs 4) RENTAL PROPERTY OWNER, GRANBURY, TX, START 3/6/2017, APPROX 10-15 HRS MO, 5 TRADING HRS... 5) SK WILLOW RIDGE ESTATES HOA POSITION: Treasurer NATURE: Non-Profit Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2016 ADDRESS: PO Box 662, Haslet TX 76052, United States DESCRIPTION: Assist with property owner's management of the Board and HOA. Assist with Financial Reporting along with management of Accounts Receivable & Payable. 6) MBRK CAPITAL CORPORATION POSITION: President NATURE: Corporation for maintaining personal tax filings INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: 634 Stoneglen Dr, Keller TX 76248, United States DESCRIPTION: Maintaining Financial Records 7) MATT HAYES - RENTAL PROPERTY POSITION: Owner NATURE: N/A Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 2016 Crestridge, Stephenvlille TX 76401, United States DESCRIPTION: Owner/Landlord/Manager of rental property. 8) RETIREMENT PLAN MANAGEMENT POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2009 ADDRESS: 634 Stoneglen Dr, Keller TX 76248, United States DESCRIPTION: Sales / Marketing of Securities, Investment Advisory & insurance products 9) RETIREMENT PLAN MANAGEMENT - FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2004 ADDRESS: 634 Stoneglen Dr, Keller TX 76248, United States DESCRIPTION: Sales / Marketing of Fixed Annuities and non-variable Life Insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-21
• S63 Uniform Securities Agent State Law Examination
  2005-09-27