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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-12-21
  • MA RA
    APPROVED
    Since 2021-12-21

Branch Locations

Brockton, MA • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Warwick RI 08/2020 08/2021
Mml Investors Services Warwick RI 08/2020 08/2021
Emma's Pub And Pizza Norton MA 10/2009 10/2019
Taunton Middle And High School Taunton MA 09/2002 09/2016
Bryant University Smithfield RI 08/2016 05/2020
Columbia Management Investment Distributors, Inc. Boston MA 08/2021 Present
  • 08/2020 → 08/2021
    Mass Mutual Life Insurance Company
    Warwick, RI
  • 08/2020 → 08/2021
    Mml Investors Services
    Warwick, RI
  • 10/2009 → 10/2019
    Emma's Pub And Pizza
    Norton, MA
  • 09/2002 → 09/2016
    Taunton Middle And High School
    Taunton, MA
  • 08/2016 → 05/2020
    Bryant University
    Smithfield, RI
  • 08/2021 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-02
S63 Uniform Securities Agent State Law Examination 2020-11-20
  • S65 Uniform Investment Adviser Law Examination
    2021-12-02
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20

View on SEC IAPD

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