Joris Buffa

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-06-29

TX RA
APPROVED

Since 2020-06-29

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Houston	TX	03/2020	Present
Hj&P Group	Fort Worth	TX	01/2018	03/2020
Texas A&M- San Antonio	San Antonio	TX	08/2016	12/2017
Morgan Stanley Private Bank, N.A	New York	NY	05/2020	Present

03/2020 → Present

Morgan Stanley

Houston, TX
01/2018 → 03/2020

Hj&P Group

Fort Worth, TX
08/2016 → 12/2017

Texas A&M- San Antonio

San Antonio, TX
05/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-08

S66 Uniform Combined State Law Examination

2020-01-08

View on SEC IAPD

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