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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-06-26
  • WA RA
    APPROVED
    Since 2026-06-26

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Bellevue WA 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 03/2026 Present
Homestreet Bank Seattle WA 09/2018 09/2020
New York Life Bellevue WA 09/2020 03/2021
Sol Boba Lakewood WA 03/2021 01/2026
Whitworth University Spokane WA 09/2014 05/2018
Unemployed Puyallup WA 05/2018 09/2018
Unemployed Renton WA 01/2026 03/2026
  • 05/2026 → Present
    Bank Of America, N.A.
    Bellevue, WA
  • 03/2026 → Present
    Bellevue, WA
  • 09/2018 → 09/2020
    Homestreet Bank
    Seattle, WA
  • 09/2020 → 03/2021
    New York Life
    Bellevue, WA
  • 03/2021 → 01/2026
    Sol Boba
    Lakewood, WA
  • 09/2014 → 05/2018
    Whitworth University
    Spokane, WA
  • 05/2018 → 09/2018
    Unemployed
    Puyallup, WA
  • 01/2026 → 03/2026
    Unemployed
    Renton, WA
Other Businesses

I*4750295, Entity Type: Entity For Profit, Name of OBA: Trappers Sushi, Address: Tukwila, Washington, 98188, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 07/03/2026, No Hours: 20 Weekly, No Hours during Trading: 0 Weekly, Duties: Provide service by taking orders and working in a server/host capacity. Additional Income while working hourly for the time being. Plan to exit once in a financial advisor position

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-26
  • S66 Uniform Combined State Law Examination
    2026-06-26
Other Names
  • Joel Lee

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