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Current Employers
Adk Wealth Advisory Group

12935 North Outer Forty Road Suite 101, St. Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-06-18
TX RA APPROVED 2015-06-17
  • MO RA
    APPROVED
    Since 2015-06-18
  • TX RA
    APPROVED
    Since 2015-06-17

Branch Locations

12935 N Outer Forty Dr #101, Creve Coeur, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Creve Coeur MO 01/2007 Present
Kraft, Davis And Associates, Llc (Dba:ADk Wealth Advisory Group) Creve Coeur MO 06/2015 Present
  • 01/2007 → Present
    Creve Coeur, MO
  • 06/2015 → Present
    Kraft, Davis And Associates, Llc (Dba:ADk Wealth Advisory Group)
    Creve Coeur, MO
Previous Registrations
Other Businesses

(1) 04/14/2014: ADK WEALTH ADVISORY GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - DBA: (HYBRID) ADK WEALTH ADVISORY GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading. (3) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Kraft, Davis and Associates, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-01
  • S66 Uniform Combined State Law Examination
    2006-02-01

View on SEC IAPD

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