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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merill Lynch | Westport | CT | 03/2020 | 07/2024 |
| Hq Energy Trading, Llc | Wilton | CT | 01/1993 | 01/2020 |
| Bitooda Holdings | New York | NY | 12/2017 | 03/2018 |
| Farther Finance Advisors | Westport | CT | 07/2024 | 06/2026 |
| Mml Investors Services, Llc | Hamden | CT | 06/2026 | Present |
| Massmutual Life Insurance Company | Hamden | CT | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-14 |
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