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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-30
CA RA APPROVED 2022-12-01
  • TX RA
    APPROVED
    Since 2023-03-30
  • CA RA
    APPROVED
    Since 2022-12-01

Branch Locations

14515 Catalina Street, San Leandro, CA 94577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Audi Oakland Oakland CA 04/2013 07/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2020 07/2022
Northwestern Mutual Investment Services Llc Walnut Creek CA 07/2020 07/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2021 07/2022
Massmutual Life Insurance Company San Leandro CA 07/2022 Present
Mml Investors Services, Llc San Leandro CA 08/2022 Present
  • 04/2013 → 07/2020
    Audi Oakland
    Oakland, CA
  • 07/2020 → 07/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2020 → 07/2022
    Northwestern Mutual Investment Services Llc
    Walnut Creek, CA
  • 07/2021 → 07/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2022 → Present
    Massmutual Life Insurance Company
    San Leandro, CA
  • 08/2022 → Present
    San Leandro, CA
Other Businesses

Name: Justin Solo LLC Inv rel: Y Add: 14515 Catalina St, San Leandro, CA 94577 Nature/Duties: Owner of LLC for financial advisory compensation Position: Owner Start date: 06/01/2026 No. HR/MO: 40 No. HR/MO during sec trading: 8

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-18
S63 Uniform Securities Agent State Law Examination 2020-10-15
  • S65 Uniform Investment Adviser Law Examination
    2022-11-18
  • S63 Uniform Securities Agent State Law Examination
    2020-10-15
Other Names
  • Justin Solo

View on SEC IAPD

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