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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1701 Lake Robbins Dr, The Woodlands, TX 77380-3119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2021 | 10/2023 |
| Thrivent Advisor Network Dba 49 Financial | Houston | TX | 01/2021 | 01/2021 |
| Invesco Investment Services | Houston | TX | 03/2020 | 01/2021 |
| Brown Family Health Center | Nacogdoches | TX | 07/2018 | 03/2020 |
| Stephen F. Austin State University | Nacogdoches | TX | 01/2016 | 05/2018 |
| Stephen F. Austin State University | Nacogdoches | TX | 08/2014 | 05/2018 |
| 49 Financial | Houston | TX | 01/2021 | 10/2023 |
| Fiedlity Investments | Sugar Land | TX | 11/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-11 |
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