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Inactive

Heather Kwong

Ieq Capital, LLC

Los Angeles, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-17
  • CA RA
    APPROVED
    Since 2022-11-17

Branch Locations

11601 Wilshire Blvd, Suite 460, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Burnham Gibson Wealth Advisors Irvine CA 03/2020 04/2021
Equitable Advisors Llc New York NY 05/2021 12/2021
Burnham Gibson Wealth Advisors Irvine CA 05/2021 12/2021
University Of California Irvine, Division Of Continuing Educatio Irvine CA 12/2019 03/2020
University Of California, Irvine Irvine CA 08/2016 12/2019
Ieq Capital Llc Los Angeles CA 01/2022 Present
  • 03/2020 → 04/2021
    Burnham Gibson Wealth Advisors
    Irvine, CA
  • 05/2021 → 12/2021
    Equitable Advisors Llc
    New York, NY
  • 05/2021 → 12/2021
    Burnham Gibson Wealth Advisors
    Irvine, CA
  • 12/2019 → 03/2020
    University Of California Irvine, Division Of Continuing Educatio
    Irvine, CA
  • 08/2016 → 12/2019
    University Of California, Irvine
    Irvine, CA
  • 01/2022 → Present
    Ieq Capital Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-17
  • S65 Uniform Investment Adviser Law Examination
    2022-11-17

View on SEC IAPD

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TLG ADVISORS, INC. · Los Angeles, CA
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