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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| GA | RA | APPROVED | 2025-06-18 |
Branch Locations
Snellville, GA • United States
Six Concourse Parkway Suite 400, Atlanta, GA 30328-6104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Loganville | GA | 08/2017 | 03/2020 |
| Best Bank | Conyers | GA | 11/2015 | 06/2017 |
| Racetrac | Lawrenceville | GA | 04/2012 | 01/2018 |
| Thrivent Investment Management Inc | Heathrow | FL | 04/2020 | 08/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 10/2020 | 04/2022 |
| Thrivent | Heathrow | GA | 04/2020 | 07/2020 |
| Jpmorgan Chase Banks N.A. | Atlanta | GA | 05/2022 | 06/2025 |
| J.P. Morgan Securities Llc | Atlanta | GA | 05/2022 | 06/2025 |
| Morgan Stanley | Alpharetta | GA | 10/2020 | 04/2022 |
| Tiaa | Atlanta | GA | 06/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Atlanta | GA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-19 |
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